Leading OTC and Pink Sheet Securities Law Firm Opens West Coast Office
"We found it absolutely essential to establish a physical presence Southern California, the absolute hub of the microcap and small cap community," said Tracy. "There has been a decided shift in activity away from the traditional financial hubs of the East Coast to the West when it comes to OTC, Pink Sheet and pre-public early stage ventures," he continued. The Securities Compliance Group currently represents a numerous California, Nevada and Arizona-based issuers in a myriad of industries, including the growing medical cannabis and cryptocurrency arenas.
Founded in 2005, the firm focuses on the legal and financial issues facing microcap and pre-public microcap issuer and their affiliates. Attorney Adam S. Tracy the firm's founding partner, also a certified public accountant, focuses on corporate, corporate finance, restructuring and securities law matters. Tracy and its attorneys also actively litigate on behalf of their clients, making the Securities Compliance Group one of the few firms providing a robust legal solution to microcap issuers.
The Beverly Hills office will be managed by Adam Tracy. Tracy earned his dual degree in Finance and Computer Applications from the University of Notre Dame in Notre Dame, Indiana. He went on to earn his juris doctorate and Masters in Business Administration from DePaul University in Chicago, Illinois.
Interested issuers are encouraged to visit the firm's newly revamped website at www.IBankAttorneys.com for information on the full range of services provided by the Securities Compliance Group.
About the Securities Compliance Group, Ltd.
Securities Compliance Group, Ltd. is a leading provider of corporate, corporate finance and securities legal services, SEC-registered transfer agency, compliance and consulting services to micro, small to mid-sized private and public entities, their management, and shareholders. Our team is comprised of skilled, experienced attorneys, capital markets consultants and investor relations professionals. Representing hundreds of pre-public, NASDAQ, OTC, Pink Sheet, and foreign-listed companies, Securities Compliance Group offers cost-effective compliance and legal solutions to its clients.