Investor Alert: Securities Adam S. Tracy Investigates Investment Advisor Fraud
"Investment advisor fraud tends to impact consumers on a greater level in that advisors carry the power to make direct investment decisions on behalf of consumers," stated attorney Adam S. Tracy, the firm's founding partner. "Our investigation into cases of fraud going back throught the financial meltdown of the mid-2000's would indicate that clients of investment advisors who have engaged in unlawful practices are more prone to devastating financial losses," he continued. Attorney Adam Tracy represents investors across the country in cases against investment advisors, stockbrokers and illegal investment promoters.
"The last thing an aggrieved investor should believe is that they have no right of recourse against unscrupulous advisors." In many instances, the SEC or other enforcement agency will take control of the remaining assets of the advisor in order to distribute the funds to the losing investors. Investors with questions regarding investment advisor practices are encouraged to call the Securities Compliance Group for a no-obligation consultation.
About the Securities Compliance Group, Ltd.
Securities Compliance Group, Ltd. is a leading provider of corporate, corporate finance and securities legal services, SEC-registered transfer agency, compliance and consulting services to micro, small to mid-sized private and public entities, their management, and shareholders. Our team is comprised of skilled, experienced attorneys, capital markets consultants and investor relations professionals. Representing hundreds of pre-public, NASDAQ, OTC, Pink Sheet, and foreign-listed companies, Securities Compliance Group offers cost-effective compliance and legal solutions to its clients.